NMS Rule 605 & NMS Rule 606

NMS Rule 605 – Order Execution Information

Pursuant to NMS Rule 605, click here to access our data files for order execution information.

NMS Rule 606 – Order Routing Information

Pursuant to NMS Rule 606, click here to view historical reports.

Click here to access Q1 2020 and future reports for equity order routing information.

Click here to access Q1 2020 and future reports for options order routing information.

Boenning & Scattergood sends all non-directed customer orders in options to its clearing firm, Wells Fargo Clearing Services (First Clearing), for routing and execution. The clearing firm determines the route venues. Please use this link to access the Wells Fargo/First Clearing order routing report, which is adopted by reference. Boenning & Scattergood does not receive any remuneration for these orders but does pay ticket charges to the clearing firm for executions.